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: Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In... (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In Liquidation).
Documents referencing commencement of investigation.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 22

: Documents evidencing communications between certain named ASIC officers and other parties in which reference is made... (Australian Securities and Investments Commission)

Title: Documents evidencing communications between certain named ASIC officers and other parties in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd
2 documents evidencing communications between ASIC and others (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 78

: Copies of correspondence between ASIC and another party  in relation to Trio Capital (Australian Securities and Investments Commission)

Title: Copies of correspondence between ASIC and another party  in relation to Trio Capital
ASIC Form 388 - Financial Statements and reports re: Alpha Strategic Fund.
Email between ASIC and a third party.
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 56

: Request for documentation lodged with ASIC for financial services licence application (Australian Securities and Investments Commission)

Title: Request for documentation lodged with ASIC for financial services licence application
Application documents
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 16

: Documents concerning the winding up of Growth Plus Financial Group Pty Ltd. (Australian Securities and Investments Commission)

Title: Documents concerning the winding up of Growth Plus Financial Group Pty Ltd.
Form 519 lodged with ASIC  in relation to the winding up of Growth Plus Financial Group Pty Ltd.  Documents between ASIC and Bendigo & Adelaide banks about ASIC's company alerts service.
Partial release
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 94

: Documents containing summaries of the data ASIC collected on mistaken internet payments from subscribers to the... (Australian Securities and Investments Commission)

Title: Documents containing summaries of the data ASIC collected on mistaken internet payments from subscribers to the ePayments code.
2 documents containing data regarding mistaken internet payments
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 92

: Request seeking policy documents pertaining to record management of hard copy files (Australian Securities and Investments Commission)

Title: Request seeking policy documents pertaining to record management of hard copy files
ASIC and National Archives guidelines addressing destruction of files
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 3

: FOI requests received by ASIC (in the FY 12/13 and 13/14) and subsequent ASIC decisions on those requests where... (Australian Securities and Investments Commission)

Title: FOI requests received by ASIC (in the FY 12/13 and 13/14) and subsequent ASIC decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act
FOI requests received by ASIC in the defined period and subsequent ASIC decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act.  Released in part
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 50

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 11

: This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking the... (Australian Securities and Investments Commission)

Title: This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking the blocking of IP address sites) to internet providers during 2011, 2012 and 2013.
Copies of s313 internet site blocking requests issued by ASIC during 2011, 2012 and 2013.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 28

: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government... (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agencies
Information pertaining to use of web browsers and social media channels by ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 8

: Request for contact details re specified companies. (Australian Securities and Investments Commission)

Title: Request for contact details re specified companies.
Contact information as sought
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 12

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 14

: Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the... (Australian Securities and Investments Commission)

Title: Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the appointment of CameronRalph Navigator to conduct an independent review of FOS
Four letters, being communications between ASIC and FOS addressing the appointment of CameronRalph Navigator to conduct the aforementioned review.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 40

: Request for document outlining obligations of company regarding registers and books (Australian Securities and Investments Commission)

Title: Request for document outlining obligations of company regarding registers and books
Copy of template advice for companies.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 20

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 14

: Request for documentation including copies of specific product disclosure statements (Australian Securities and Investments Commission)

Title: Request for documentation including copies of specific product disclosure statements
Copies of three product disclosure statements pertaining to investment products
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 17

: Request for documentation lodged with ASIC for financial services licence application (Australian Securities and Investments Commission)

Title: Request for documentation lodged with ASIC for financial services licence application
Application documents
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 16

: Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell. (Australian Securities and Investments Commission)

Title: Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell.
Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 34

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 9

: All directions under s672A of the Corporations Act 2001 sent by ASIC or Consolidated Minerals Limited to certain... (Australian Securities and Investments Commission)

Title: All directions under s672A of the Corporations Act 2001 sent by ASIC or Consolidated Minerals Limited to certain entitles (the directions) and correspondence relating to the directions
The directions dated 31 October 2007 - Released with redactions
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 44

: Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen... (Australian Securities and Investments Commission)

Title: Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen Jones and others re Trio Capitol collapse.
Copies of documentation addressing ASIC attendance at the 27 February 2013 meeting
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 21

: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91) (Australian Securities and Investments Commission)

Title: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91)
Copies of submissions received
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 13

: Request for list of companies with their registered office at a specified address (Australian Securities and Investments Commission)

Title: Request for list of companies with their registered office at a specified address
List of companies as requested
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 7

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 15

: Documents evidencing communications between certain named ASIC officers and other parties  in which reference is... (Australian Securities and Investments Commission)

Title: Documents evidencing communications between certain named ASIC officers and other parties  in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd
4 documents evidencing communications between ASIC and others. Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 84

: Documents relating to American Express credit card interest rate policy for defaulting cardholders (Australian Securities and Investments Commission)

Title: Documents relating to American Express credit card interest rate policy for defaulting cardholders
Copy of various American Express credit card interest rate policy documents
Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 43

: ASIC's covering letter/email to its response to questions on notice to the Senate enquiry into the performance of ASIC (Australian Securities and Investments Commission)

Title: ASIC's covering letter/email to its response to questions on notice to the Senate enquiry into the performance of ASIC
Covering email containing ASIC response to questions on notice. Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 86

: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government... (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agencies
Information pertaining to use of web browsers and social media channels by ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 8

: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia (Australian Securities and Investments Commission)

Title: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia
Copy of report and attachments
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 18

: Documents lodged with ASIC about a financial adviser (Australian Securities and Investments Commission)

Title: Documents lodged with ASIC about a financial adviser
Appoint a financial representative form & Maintain a financial representative form (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 74

: Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names... (Australian Securities and Investments Commission)

Title: Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names service, post its implementation and launch in May 2012.
ASIC End Project Report-National Business Names. Dated 31/01/2013
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 31

: Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen... (Australian Securities and Investments Commission)

Title: Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen Jones and others re Trio Capitol collapse.
Copies of documentation addressing ASIC attendance at the 27 February 2013 meeting
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 21

: Audit reports submitted to ASIC for a financial services licensee for FY 2010/2011 and 2011/2012 (Australian Securities and Investments Commission)

Title: Audit reports submitted to ASIC for a financial services licensee for FY 2010/2011 and 2011/2012
Audit report lodged with ASIC by a financial services licensee dated 30 September 2011
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 47

: Request for policy documentation pertaining to s123 and s124 of the ASIC Act (Australian Securities and Investments Commission)

Title: Request for policy documentation pertaining to s123 and s124 of the ASIC Act
Guidance documentation
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 4

: Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names... (Australian Securities and Investments Commission)

Title: Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names service, post its implementation and launch in May 2012.
ASIC End Project Report-National Business Names. Dated 31/01/2013
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 31

: Documents concerning ASIC's Public Notices Website and Lodgement Project (Australian Securities and Investments Commission)

Title: Documents concerning ASIC's Public Notices Website and Lodgement Project
4 voluntary undertakings with various liquidators (documents anonymised). Partial release
2 ASIC documents containing data concerning the project (documents anonymised). Partial release
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 90

: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft (Australian Securities and Investments Commission)

Title: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft
Copies of speeches requested.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 19

: Request for contact details re specified companies. (Australian Securities and Investments Commission)

Title: Request for contact details re specified companies.
Contact information as sought
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 12

: Request for documentation pertaining to referral of matters between ASIC and APRA (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to referral of matters between ASIC and APRA
Edited extract from Joint Protocol for Co-operation between APRA and ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 5

: Request for document outlining obligations of company regarding registers and books (Australian Securities and Investments Commission)

Title: Request for document outlining obligations of company regarding registers and books
Copy of template advice for companies
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 20

: This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking... (Australian Securities and Investments Commission)

Title: This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking the blocking of IP address sites) to internet providers during 2011, 2012 and 2013.
Copies of s313 internet site blocking requests issued by ASIC during 2011, 2012 and 2013.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 28

: Documents concerning telecommunications data as defined in the Telecommunications (Interception and Access) Act 1979 (Australian Securities and Investments Commission)

Title: Documents concerning telecommunications data as defined in the Telecommunications (Interception and Access) Act 1979
Documents concerning ASIC's procedures & policies for accessing telecommunications data
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 100

: Request for documentation pertaining to referral of matters between ASIC and APRA (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to referral of matters between ASIC and APRA
Edited extract from Joint Protocol for Co-operation between APRA and ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 5

: Annexures to the letter dated 19th December 2014 from the ASX to  ASIC concerning BBY Limited. (Australian Securities and Investments Commission)

Title: Annexures to the letter dated 19th December 2014 from the ASX to  ASIC concerning BBY Limited.
6 annexures to a letter dated 19th December 2014 from the ASX to  ASIC concerning BBY Limited.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 85

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 10

: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft (Australian Securities and Investments Commission)

Title: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft
Copies of speeches requested.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 19

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 9

: A copy of a letter sent by ASIC to 30,000 companies seeking to obtain information on whistleblowing (Australian Securities and Investments Commission)

Title: A copy of a letter sent by ASIC to 30,000 companies seeking to obtain information on whistleblowing
A template of a letter sent by ASIC to various companies regarding whisteblowing (released in full)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 77

: Documents concerning ASIC's investigation into the Bryan Byrt Group (Australian Securities and Investments Commission)

Title: Documents concerning ASIC's investigation into the Bryan Byrt Group
ASIC investigation progress reports for certain dates (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 75

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 11

: Letter ASIC sent to the major Australian banks concerning  cross-selling practices (Australian Securities and Investments Commission)

Title: Letter ASIC sent to the major Australian banks concerning  cross-selling practices
Template of a letter ASIC sent to various banks.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 87

: Request for documentation including copies of specific product disclosure statements (Australian Securities and Investments Commission)

Title: Request for documentation including copies of specific product disclosure statements
Copies of three product disclosure statements pertaining to investment products
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 17

: Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara Limited (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara Limited
Communications between ASIC and applicant pertaining to the aforementioned relief application
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 26

: Copy of correspondence referred to by ASIC's Deputy Chairman before the Senate Economics References Committee on 28... (Australian Securities and Investments Commission)

Title: Copy of correspondence referred to by ASIC's Deputy Chairman before the Senate Economics References Committee on 28 April 2016
Template of letter sent to insurers as part of ASIC's review of the life insurance industry.  Released in full
Note: To access the document please emailfoirequest

Links/Documents

ID: 72

: Request for documentation pertaining to bonus payments to ASIC Senior Executive Staff (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to bonus payments to ASIC Senior Executive Staff
Template Employment Agreement and copy of agency Performance Management Agreement
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 37

: Request seeking policy documents pertaining to record management of hard copy files (Australian Securities and Investments Commission)

Title: Request seeking policy documents pertaining to record management of hard copy files
ASIC and National Archives guidelines addressing destruction of files
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 3

: Documents relating to the development of the following ASIC media releases and reports:17-076MR - ASIC releases... (Australian Securities and Investments Commission)

Title: Documents relating to the development of the following ASIC media releases and reports:17-076MR - ASIC releases findings of CommInsure investigationReport on ASIC's Investigation into the Colonial Mutual Life Assurance Society Limited16-347MR - ASIC issues industry review of life insurance claimsREP 498 Life Insurance Claims: An industry review.
Internal correspondence and correspondence between ASIC and third parties relating to the development of the media releases and reports
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 93

: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC (Australian Securities and Investments Commission)

Title: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC
Appointment notification
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 6

: Request seeking ASIC's procedures re s15(3) of the Public Service Act (Australian Securities and Investments Commission)

Title: Request seeking ASIC's procedures re s15(3) of the Public Service Act
Document providing overview of the Australian Public Service Code of Conduct provisions
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 2

: Request for policy documentation pertaining to s123 and s124 of the ASIC Act (Australian Securities and Investments Commission)

Title: Request for policy documentation pertaining to s123 and s124 of the ASIC Act
Guidance documentation
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 4

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 10

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 9

: ASIC emails and file notes concerning a credit licensee (Australian Securities and Investments Commission)

Title: ASIC emails and file notes concerning a credit licensee
ASIC emails and other documents concerning ASIC's consumer lease project (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 76

: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC (Australian Securities and Investments Commission)

Title: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC
Letter of appointment dated 12 May 2011
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 1

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 15

: Documents relating to the development of the following ASIC media releases:Macquarie: 13-010MR, 14-201MR,... (Australian Securities and Investments Commission)

Title: Documents relating to the development of the following ASIC media releases:Macquarie: 13-010MR, 14-201MR, 15-022MRAMP: 06-251NAB: 14-093MRWestpac: 14-236MR, 14-264MRCommonwealth Bank: 11-42AD, 11-229MR, 14-104MR, 14-192MR, 14-302MR
Internal correspondence and correspondence between ASIC and third parties relating to the development of the media releases
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 91

: Request for copies of ASIC's Secondments Policies (Australian Securities and Investments Commission)

Title: Request for copies of ASIC's Secondments Policies
Copies of 2 ASIC policy documents addressing secondments
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 38

: Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund (Australian Securities and Investments Commission)

Title: Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
(Released in full)
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 36

: Documents evidencing communications between ASIC and any market participant in which reference is made to Select... (Australian Securities and Investments Commission)

Title: Documents evidencing communications between ASIC and any market participant in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd
5 documents evidencing communications between ASIC and others.
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 88

: Documents concerning Macquarie Equities Limited (MEL) financial advice remediation as announced by ASIC in 14-201MR (Australian Securities and Investments Commission)

Title: Documents concerning Macquarie Equities Limited (MEL) financial advice remediation as announced by ASIC in 14-201MR
Final client letter sent by MEL to clients and Macquarie Private Wealth review process referred to in the final client letter. Released in full.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 51

: Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to... (Australian Securities and Investments Commission)

Title: Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to September 2009.
One page of an ASIC publication Super Decisions (dated October 2007) and 5 screen shots of ASIC's Fido website. Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 42

: Documents concerning ASIC's investigation into ABC Learning Centres Ltd (Australian Securities and Investments Commission)

Title: Documents concerning ASIC's investigation into ABC Learning Centres Ltd
ASIC investigation progress reports for certain dates (released in part)
Document containing details of ASIC's investigation expenditure (released in full)
Note: To access the document please emailfoirequest

Links/Documents

ID: 71

: Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation'... (Australian Securities and Investments Commission)

Title: Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation' addressing agency operations.
Letter dated 20 February 2007 from Treasurer to ASIC, Letter of 27 June from ASIC Chairman to Treasurer.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 39

: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC (Australian Securities and Investments Commission)

Title: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC
Appointment notification
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 6

: Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the... (Australian Securities and Investments Commission)

Title: Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the appointment of CameronRalph Navigator to conduct an independent review of FOS
Four letters, being communications between ASIC and FOS addressing the appointment of CameronRalph Navigator to conduct the aforementioned review.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 40

: Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In... (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In Liquidation).
Documents referencing commencement of investigation.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 22

: Request for policy documentation pertaining to s123 and s124 of the ASIC Act (Australian Securities and Investments Commission)

Title: Request for policy documentation pertaining to s123 and s124 of the ASIC Act
Guidance documentation
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 4

: Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including... (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including internal policy guidance and communications/meetings with other agencies re the use of s313.
Copies of s313 Notices, internal guidance material and documentation pertaining to communications and meetings with other agencies re the use of s313
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 32

: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia (Australian Securities and Investments Commission)

Title: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia
Copy of report and attachments
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 18

: Documents concerning matters outlined inASIC media release MR 16-050 (Australian Securities and Investments Commission)

Title: Documents concerning matters outlined inASIC media release MR 16-050
Internal ASIC emails concerning matters outlined in
ASIC media release MR 16-050
(released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 79

: Request seeking information regarding amounts ASIC has received and predicted future receipt amounts - from inactive... (Australian Securities and Investments Commission)

Title: Request seeking information regarding amounts ASIC has received and predicted future receipt amounts - from inactive bank and life insurance accounts that have been inactive for 3 years.
Documents containing information pertaining to amounts received by ASIC and predicted future receipt amounts from inactive bank and life insurance accounts.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 23

: Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation'... (Australian Securities and Investments Commission)

Title: Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation' addressing agency operations.
Letter dated 20 February 2007 from Treasurer to ASIC, Letter of 27 June from ASIC Chairman to Treasurer.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 39

: Request for documentation pertaining to referral of matters between ASIC and APRA (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to referral of matters between ASIC and APRA
Edited extract from Joint Protocol for Co-operation between APRA and ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 5

: Request for documents concerning an application made to ASIC under the CDDA scheme (Australian Securities and Investments Commission)

Title: Request for documents concerning an application made to ASIC under the CDDA scheme
Draft ASIC guide for assessing claims for compensation under the CDDA scheme
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 67

: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government... (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agencies
Information pertaining to use of web browsers and social media channels by ASIC
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 8

: All directions under s672A of the Corporations Act 2001 sent by ASIC or Consolidated Minerals Limited to certain... (Australian Securities and Investments Commission)

Title: All directions under s672A of the Corporations Act 2001 sent by ASIC or Consolidated Minerals Limited to certain entitles (the directions) and correspondence relating to the directions.
The directions dated 31 October 2007 - Released with redactions.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 44

: (i) A letter from News Limited;(ii) A letter from Revenue SA (Australian Securities and Investments Commission)

Title: (i) A letter from News Limited;(ii) A letter from Revenue SA
A letter from News Limited dated 15 October 2013;
A letter from Revenue SA dated 4 February 2013
(Released in part)
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 35

: Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period October... (Australian Securities and Investments Commission)

Title: Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period October 2013 to September 2104
A table containing details of the information sought in the request.  Released in full.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 45

: Documents concerning any ASIC investigation into movements in the Australian dollar immediately before the 3... (Australian Securities and Investments Commission)

Title: Documents concerning any ASIC investigation into movements in the Australian dollar immediately before the 3 February 2015 RBA interest rate decision
Internal ASIC emails and memo concerning ASIC's enquiries into foreign currency movements during the relevant period. Released in part.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 60

: Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including... (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including internal policy guidance and communications/meetings with other agencies re the use of s313.
Copies of s313 Notices, internal guidance material and documentation pertaining to communications and meetings with other agencies re the use of s313
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 32

: A copy of a purported deed dated 26 August 1986 for a superannuation fund where the sponsoring employer was Elders... (Australian Securities and Investments Commission)

Title: A copy of a purported deed dated 26 August 1986 for a superannuation fund where the sponsoring employer was Elders IXL Limited and a copy of the attached purported Rules.
Copy of a deed dated 26 August 1986 between Elders IXL Limited and Elders Superannuation Ltd attaching Elders IXL Superannuation Fund Rules. Released in full.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 63

: Australian financial services licence application of Tolhurst Capital Limited (Australian Securities and Investments Commission)

Title: Australian financial services licence application of Tolhurst Capital Limited
ASIC Form FS01 - Australian financial services licence application for Tolhurst Capital Limited.
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 66

: Documents held by ASIC concerning a US broker (Australian Securities and Investments Commission)

Title: Documents held by ASIC concerning a US broker
Printout of Broker Check Report from US Financial Services Industry Regulatory Authority website
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 48

: ASIC's / liquidator's report / assessment of certain documents concerning Trio Capital (Australian Securities and Investments Commission)

Title: ASIC's / liquidator's report / assessment of certain documents concerning Trio Capital
PPB Advisory's further Explanatory Memorandum to Unitholders dated 4 August 2010. Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 55

: Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the... (Australian Securities and Investments Commission)

Title: Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 seeking the blocking of internet websites including Global Capital Wealth.
Copies of s313 internet site blocking requests issued by ASIC.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 29

: Request seeking ASIC's procedures re s15(3) of the Public Service Act (Australian Securities and Investments Commission)

Title: Request seeking ASIC's procedures re s15(3) of the Public Service Act
Document providing overview of the Australian Public Service Code of Conduct provisions
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 2

: Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the... (Australian Securities and Investments Commission)

Title: Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the Telecommunications Act seeking the blocking of internet websites, including IP address 198. 136.54.104 between Sept 2012 and May 2013.
Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 30

: Request for copies of ASIC's Secondments Policies (Australian Securities and Investments Commission)

Title: Request for copies of ASIC's Secondments Policies
Copies of 2 ASIC policy documents addressing secondments
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 38

: Documents concerning the PI Insurance available on behalf of the investors of Trio Capital (Australian Securities and Investments Commission)

Title: Documents concerning the PI Insurance available on behalf of the investors of Trio Capital
Wright GlobaI Investments Pty Ltd , Certificate of Professional Indemnity Insurance.  Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 52

: Documents relating to American Express credit card interest rate policy for defaulting cardholders (Australian Securities and Investments Commission)

Title: Documents relating to American Express credit card interest rate policy for defaulting cardholders
Copy of various American Express credit card interest rate policy documents .
Released in full.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 43

: Correspondence in 2017 between ASIC and third parties concerning add-on insurance products sold by car dealers (Australian Securities and Investments Commission)

Title: Correspondence in 2017 between ASIC and third parties concerning add-on insurance products sold by car dealers
Letter (including Annexure)from ASIC to a third party relating to add on insurance sold through car dealerships
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 96

: Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell. (Australian Securities and Investments Commission)

Title: Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell.
Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 34

: Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001... (Australian Securities and Investments Commission)

Title: Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012.
Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012
Note: Information edited because of an exception in s11C of the Freedom of Information Act 1982To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 33

: Documents concerning CME Capital Australia & IMCG Pty Ltd (Australian Securities and Investments Commission)

Title: Documents concerning CME Capital Australia & IMCG Pty Ltd
Chart containing the Theoretical value of combined portfolios of IMCG Pty Ltd from 2015 onwards (released in full)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 82

: Documents concerning a prospectus lodged with ASIC by Mazu Alliance Limited (Australian Securities and Investments Commission)

Title: Documents concerning a prospectus lodged with ASIC by Mazu Alliance Limited
Internal ASIC emails. Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 62

: Documents concerning  the sale by ASIC of causes of action of deregistered companies vested in ASIC (Australian Securities and Investments Commission)

Title: Documents concerning  the sale by ASIC of causes of action of deregistered companies vested in ASIC
Documents concerning applications received by ASIC concerning the property of deregistered companies and documents relating to ASIC's policies and procedures concerning the sale by ASIC of the property of deregistered companies
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 61

: Documents concerning PPB Advisory's costs of investigation into Trio Capital and report of achievements during... (Australian Securities and Investments Commission)

Title: Documents concerning PPB Advisory's costs of investigation into Trio Capital and report of achievements during phases 1 & 2 of investigation
Printout of ASIC Assetless Administration Fund grant reporting document from ASIC's website
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 49

: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia (Australian Securities and Investments Commission)

Title: Request for copy of ASIC report entitledConsumer Credit Legal Services in Australia
Copy of report and attachments
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 18

: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC (Australian Securities and Investments Commission)

Title: Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC
Appointment notification
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 6

: Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to... (Australian Securities and Investments Commission)

Title: Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to September 2009.
One page of an ASIC publication Super Decisions (dated October 2007) and 5 screen shots of ASIC's Fido website. Released in full.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 42

: Request seeking policy documents pertaining to record management of hard copy files (Australian Securities and Investments Commission)

Title: Request seeking policy documents pertaining to record management of hard copy files
ASIC and National Archives guidelines addressing destruction of files
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 3

: Copy of ASIC memo concerning Trio Capital Ltd and Shawn Richard (Australian Securities and Investments Commission)

Title: Copy of ASIC memo concerning Trio Capital Ltd and Shawn Richard
Copy of ASIC memo dated 29 November 2010 concerning Trio Capital Ltd and the Enforceable Undertaking from Shawn Richard
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 68

: Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking,... (Australian Securities and Investments Commission)

Title: Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking, pursuant to s313 of the Telecommunications Act 1997 of internet websites between Sept 2012 and May 2013.
Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 27

: The 12 non-confidential submissions referred to in ASIC Report 216 -Response to submissions on CP135 Mortgage Exit... (Australian Securities and Investments Commission)

Title: The 12 non-confidential submissions referred to in ASIC Report 216 -Response to submissions on CP135 Mortgage Exit Fees: Unconscionable fees and unfair contract terms
12 non-confidential submissions. Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 83

: Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001... (Australian Securities and Investments Commission)

Title: Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012.
Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012
Note: Information edited because of an exception in s11C of the Freedom of Information Act 1982To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 33

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 14

: Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the... (Australian Securities and Investments Commission)

Title: Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the Telecommunications Act seeking the blocking of internet websites, including IP address 198. 136.54.104 between Sept 2012 and May 2013.
Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 30

: Request seeking ASIC's procedures re s15(3) of the Public Service Act (Australian Securities and Investments Commission)

Title: Request seeking ASIC's procedures re s15(3) of the Public Service Act
Document providing overview of the Australian Public Service Code of Conduct provisions
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 2

: Documents concerning a prospectus lodged with ASIC by Celsius Coal Limited (Australian Securities and Investments Commission)

Title: Documents concerning a prospectus lodged with ASIC by Celsius Coal Limited
ASIC emails, records of telephone discussions and other documents concerning the prospectus (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 81

: Correspondence from ASIC referring a matter to the NSW Police Service (Australian Securities and Investments Commission)

Title: Correspondence from ASIC referring a matter to the NSW Police Service
ASIC referral letter to the NSW Police Service under s 127(4) of the ASIC Act.
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 46

: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91) (Australian Securities and Investments Commission)

Title: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91)
Copies of submissions received
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 13

: Documents containing guidance material governing the handling of FOI applications. Joint protocols for co-operation/... (Australian Securities and Investments Commission)

Title: Documents containing guidance material governing the handling of FOI applications. Joint protocols for co-operation/ MOUs between ASIC and listed government agencies.
3 guides concerning the processing of FOI requests. Liaison arrangements between ASIC and the Commonwealth Ombudsman dated 1997 Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 70

: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft (Australian Securities and Investments Commission)

Title: Request for copy of specified speeches given by ASIC Chairman Greg Medcraft
Copies of speeches requested.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 19

: Documents concerning Jervois Mining Ltd (Australian Securities and Investments Commission)

Title: Documents concerning Jervois Mining Ltd
ASIC email and newspaper article (released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 80

: Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking,... (Australian Securities and Investments Commission)

Title: Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking, pursuant to s313 of the Telecommunications Act 1997 of internet websites between Sept 2012 and May 2013.
Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 27

: Documents concerning ASIC's IT resources and STAR Programme business case (Australian Securities and Investments Commission)

Title: Documents concerning ASIC's IT resources and STAR Programme business case
Documents listing ASIC's IT resources,  Copy of STAR Programme business case.
Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 53

: Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the... (Australian Securities and Investments Commission)

Title: Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the Assistant Treasurer on 10 May 2011.
ASIC Response to Question on Notice No 355. Notice given 10 May 2011.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 25

: Documents concerning ASIC's arrangements for the handling of FOI requests during the 2015 Christmas period (Australian Securities and Investments Commission)

Title: Documents concerning ASIC's arrangements for the handling of FOI requests during the 2015 Christmas period
Internal ASIC email dated 18 December 2015.
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 69

: Documents concerning  PM Global Opportunities Fund Limited prospectus lodged on 4 November 2013 (Australian Securities and Investments Commission)

Title: Documents concerning  PM Global Opportunities Fund Limited prospectus lodged on 4 November 2013
Letter to PM Capital Global Opportunities Fund Ltd from ASIC concerning Notice to Extend Exposure period for prospectus
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 58

: Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund (Australian Securities and Investments Commission)

Title: Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
(Released in full)
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 36

: Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the... (Australian Securities and Investments Commission)

Title: Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the following categoriesMoney recovery agencyASIC reuniting and;Other
Table listing number of claims and amounts reunited with owners in relation to company unclaimed money in 2013-2014 - Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 41

: Request for documentation including copies of specific product disclosure statements (Australian Securities and Investments Commission)

Title: Request for documentation including copies of specific product disclosure statements
Copies of three product disclosure statements pertaining to investment products
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 17

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 11

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 15

: Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the... (Australian Securities and Investments Commission)

Title: Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 seeking the blocking of internet websites including Global Capital Wealth.
Copies of s313 internet site blocking requests issued by ASIC.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 29

: Request for documents verifying Trio Capitol Limited fund's asset position. (Australian Securities and Investments Commission)

Title: Request for documents verifying Trio Capitol Limited fund's asset position.
Documentation addressing determination of Trio Capitol Limited fund's asset position.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 24

: Request for list of companies with their registered office at a specified address (Australian Securities and Investments Commission)

Title: Request for list of companies with their registered office at a specified address
List of companies as requested
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 7

: Documents containing data sets provided to external organisations responsible for conducting ballots for all... (Australian Securities and Investments Commission)

Title: Documents containing data sets provided to external organisations responsible for conducting ballots for all Enterprise Agreements proposed to take effect after 30 June 2014
Table describing the data sets ASIC provided to the ballot agent conducting the Enterprise Agreement ballots during the requisite period
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 97

: Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara Limited (Australian Securities and Investments Commission)

Title: Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara Limited
Communications between ASIC and applicant pertaining to the aforementioned relief application
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 26

: Request for list of companies with their registered office at a specified address (Australian Securities and Investments Commission)

Title: Request for list of companies with their registered office at a specified address
List of companies as requested
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 7

: Documents received by ASIC between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd (Australian Securities and Investments Commission)

Title: Documents received by ASIC between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd
Documents received by ASIC between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd.
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 64

: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC (Australian Securities and Investments Commission)

Title: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC
Letter of appointment dated 12 May 2011
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 1

: Request for documentation lodged with ASIC for financial services licence application (Australian Securities and Investments Commission)

Title: Request for documentation lodged with ASIC for financial services licence application
Application documents
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 16

: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91) (Australian Securities and Investments Commission)

Title: Request for copies of submissions received in response to ASIC Consultation Paper 91Non Traditional Rights Issues(CP91)
Copies of submissions received
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 13

: Documents concerning the positions and delegations held by certain ASIC staff during specified periods and codes and... (Australian Securities and Investments Commission)

Title: Documents concerning the positions and delegations held by certain ASIC staff during specified periods and codes and policies concerning staff conduct
Codes and policies concerning staff conduct applicable to ASIC staff during certain specified periods.
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 57

: Documents concerning Trio and Shawn Richard (Australian Securities and Investments Commission)

Title: Documents concerning Trio and Shawn Richard
Article titled "Bankruptcy trustee hunts Richard's money" and table titled Deposits to AAM from GCSL & Shawn Richard. Released in full
Note: To access the document please emailfoirequest

Links/Documents

ID: 73

: Documents concerning IT jobs in ASIC (Australian Securities and Investments Commission)

Title: Documents concerning IT jobs in ASIC
Documents listing number of positions filled and applications received for each IT role between 2010 and 2014. Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 54

: (i) A letter from News Limited;(ii) A letter from Revenue SA (Australian Securities and Investments Commission)

Title: (i) A letter from News Limited;(ii) A letter from Revenue SA
A letter from News Limited dated 15 October 2013;
A letter from Revenue SA dated 4 February 2013
(Released in part)
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 35

: Request for documentation pertaining to bonus payments to ASIC Senior Executive Staff (Australian Securities and Investments Commission)

Title: Request for documentation pertaining to bonus payments to ASIC Senior Executive Staff
Template Employment Agreement and copy of agency Performance Management Agreement
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 37

: Correspondence between ASIC and Standard Builders Pty Ltd and any other party about the company from 16 January 2011... (Australian Securities and Investments Commission)

Title: Correspondence between ASIC and Standard Builders Pty Ltd and any other party about the company from 16 January 2011 to 16 October 2015
A letter from ASIC to Standard Builders Pty Ltd dated 16 January 2011.
Released in full
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 65

: Request for documents verifying Trio Capitol Limited fund's asset position. (Australian Securities and Investments Commission)

Title: Request for documents verifying Trio Capitol Limited fund's asset position.
Documentation addressing determination of Trio Capitol Limited fund's asset position.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 24

: Notices issued by ASIC in relation to ASIC's proactive risk- based surveillance program to the parties referred to... (Australian Securities and Investments Commission)

Title: Notices issued by ASIC in relation to ASIC's proactive risk- based surveillance program to the parties referred to in ASIC Report 528 (report item 56 and item 12)
5 Notices issued to parties under s912C & 912E of the
Corporations Act 2001
in relation to ASIC's proactive risk- based surveillance program referred to in ASIC Report 528
Released in part
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 95

: Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the... (Australian Securities and Investments Commission)

Title: Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the Assistant Treasurer on 10 May 2011.
ASIC Response to Question on Notice No 355. Notice given 10 May 2011.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 25

: Statements of concerns issued by ASIC to various named issuers of prospectuses for equities (Australian Securities and Investments Commission)

Title: Statements of concerns issued by ASIC to various named issuers of prospectuses for equities
4 Statements of concerns issued by ASIC. Released in full.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 89

: Request for information pertaining to unclaimed money (Australian Securities and Investments Commission)

Title: Request for information pertaining to unclaimed money
List pertaining to unclaimed money amounts
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 10

: Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the... (Australian Securities and Investments Commission)

Title: Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the following categoriesMoney recovery agencyASIC reuniting and;Other
Table listing number of claims and amounts reunited with owners in relation to company unclaimed money in 2013-2014 - Released in full
Note: To access the documents please emailfoirequest@asic.gov.au

Links/Documents

ID: 41

: Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period... (Australian Securities and Investments Commission)

Title: Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period September 2009 to 22 July  2015
A table containing details of the information sought in the request.  Released in full To access the document please email
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 59

: Request for contact details re specified companies. (Australian Securities and Investments Commission)

Title: Request for contact details re specified companies.
Contact information as sought
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 12

: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC (Australian Securities and Investments Commission)

Title: Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC
Letter of appointment dated 12 May 2011
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 1

: Request seeking information regarding amounts ASIC has received and predicted future receipt amounts- from inactive... (Australian Securities and Investments Commission)

Title: Request seeking information regarding amounts ASIC has received and predicted future receipt amounts- from inactive bank and life insurance accounts that have been inactive for 3 years.
Documents containing information pertaining to amounts received by ASIC and predicted future receipt amounts from inactive bank and life insurance accounts.
Note: To access the document please emailfoirequest@asic.gov.au

Links/Documents

ID: 23
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